Securities regulation

May 02, 2017 - 6:58 pm
WASHINGTON (AP) — The Senate on Tuesday confirmed Jay Clayton, the Wall Street attorney chosen by President Donald Trump to lead the Securities and Exchange Commission. The vote was 61-37 to give Clayton the job of running the independent agency that oversees Wall Street and the financial markets...
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April 10, 2017 - 6:13 pm
WASHINGTON (AP) — "Fake news" is not limited to presidential politics and conspiracy theories. Investors also have to be on the alert for stock promotions masquerading as unbiased reports online. Federal regulators have brought civil fraud charges against 27 businesses and individuals for deceiving...
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April 10, 2017 - 3:59 pm
WASHINGTON (AP) — "Fake news" is not limited to presidential politics and conspiracy theories. Investors also have to be on the alert for stock promotions masquerading as unbiased reports online. Federal regulators have brought civil fraud charges against 27 businesses and individuals for deceiving...
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Veronica Fuertes embraces her daughter Violeta Penalba, who suffers epilepsy, and is treated with marijuana, as they stand outside the Senate in Buenos Aires, Argentina, Wednesday, March 29, 2017. The Senate is expected to vote into law the medicinal use of marijuana on Wednesday. (AP Photo/Natacha Pisarenko)
March 29, 2017 - 10:09 pm
BUENOS AIRES, Argentina (AP) — Argentina's Senate has given final legislative approval to a bill legalizing the use of cannabis oil and other marijuana derivatives for medicinal purposes, and setting up a regulatory framework for the state to prescribe and distribute them to patients. The...
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FILE - In this Feb. 23, 2016 file photo the bull statue stands in front of the stock market in Frankfurt, Germany. The European Union blocked the proposed merger of Germany's Deutsche Boerse and the London Stock Exchange on Wednesday, March 29, 2017 saying that it had "very serious" concerns about the deal's impact on competition. (AP Photo/Michael Probst)
March 29, 2017 - 6:20 am
BERLIN (AP) — European regulators blocked the proposed merger of Germany's Deutsche Boerse and the London Stock Exchange on Wednesday, saying it would effectively have created a European monopoly in clearing bonds. They shot down the pair's third attempt at a merger, which would have united the...
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FILE - In this Sept. 5, 2015, file photo, Arkansas fans cheer on the Hogs during an NCAA college football game against UTEP at Donald W. Reynolds Razorback Stadium in Fayetteville, Ark. The Southeastern Conference said Tuesday, March 28, 2017, it wants Arkansas lawmakers to exempt college sporting events such as football games from a new law greatly expanding where concealed handguns are allowed, citing concerns about safety at its games. (AP Photo/Samantha Baker, File)
March 28, 2017 - 9:13 pm
LITTLE ROCK, Ark. (AP) — An Arkansas House committee advanced a measure Tuesday to exempt college sporting events from a state law allowing guns after the Southeastern Conference appealed for guns to be banned from facilities such as football stadiums. Gov. Asa Hutchinson signed the new state law...
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FILE - In this Sept. 5, 2015, file photo, Arkansas fans cheer on the Hogs during an NCAA college football game against UTEP at Donald W. Reynolds Razorback Stadium in Fayetteville, Ark. The Southeastern Conference said Tuesday, March 28, 2017, it wants Arkansas lawmakers to exempt college sporting events such as football games from a new law greatly expanding where concealed handguns are allowed, citing concerns about safety at its games. (AP Photo/Samantha Baker, File)
March 28, 2017 - 8:42 pm
LITTLE ROCK, Ark. (AP) — An Arkansas House committee advanced a measure Tuesday to exempt college sporting events from a state law allowing guns after the Southeastern Conference appealed for guns to be banned from facilities such as football stadiums. Gov. Asa Hutchinson signed the new state law...
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FILE - In this Sept. 5, 2015, file photo, Arkansas fans cheer on the Hogs during an NCAA college football game against UTEP at Donald W. Reynolds Razorback Stadium in Fayetteville, Ark. The Southeastern Conference said Tuesday, March 28, 2017, it wants Arkansas lawmakers to exempt college sporting events such as football games from a new law greatly expanding where concealed handguns are allowed, citing concerns about safety at its games. (AP Photo/Samantha Baker, File)
March 28, 2017 - 7:08 pm
LITTLE ROCK, Ark. (AP) — An Arkansas House committee advanced a measure to exempt college sporting events from a state law allowing guns after the Southeastern Conference appealed for guns to be banned from facilities such as football stadiums. Gov. Asa Hutchinson signed the new state law last week...
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March 25, 2017 - 5:16 am
NEW DELHI (AP) — India's markets regulator has barred Indian conglomerate Reliance Industries and 12 others from trading in equity derivatives for a year for allegedly fraudulent trades made 10 years ago. The multibillion-dollar Reliance Industries rejected the ruling by the Securities and Exchange...
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FILE - In this July 29, 2015 file photo, Texas Attorney General Ken Paxton speaks during a hearing in Austin, Texas. A federal judge on Thursday, March 2, 2017, dismissed the U.S. government's securities fraud lawsuit against Paxton, though the Republican still faces criminal charges of duping wealthy investors. (AP Photo/Eric Gay, File)
March 02, 2017 - 12:54 pm
AUSTIN, Texas (AP) — A federal judge on Thursday dismissed claims by the U.S. government that Texas Attorney General Ken Paxton fraudulently duped wealthy investors before taking office, giving the Republican a key victory two months ahead of his criminal trial that carries a possible prison...
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