Securities regulation

A worker stands near the screen showing the Korea Composite Stock Price Index (KOSPI) at the Korea Exchange in Seoul, South Korea, Tuesday, March 12, 2019. Asian stock markets have followed Wall Street higher as investors look ahead to the British parliament’s vote on a plan to leave the European Union. Benchmarks in Shanghai, Tokyo, and Sydney all advanced. (AP Photo/Lee Jin-man)
March 12, 2019 - 7:42 am
BEIJING (AP) — Global stocks turned lower Tuesday and the British pound dropped as expectations grew that British lawmakers would reject a plan to leave the European Union. In midday trading, France's CAC 40 shed 0.3 percent to 5,254 while Germany's DAX lost its gains to trade flat at 11,518...
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FILE - In this June 14, 2018, file photo, Tesla CEO Elon Musk speaks at a news conference in Chicago. Stock market regulators are asking a federal court to hold Musk in contempt for violating an agreement requiring him to have his tweets about key company information reviewed for potentially misleading claims. The request made Monday, Feb. 25, 2019 in New York resurrects a dispute between the Securities and Exchange Commission and Musk that was supposed to have been resolved with a settlement reached five months ago. (AP Photo/Kiichiro Sato, File)
February 26, 2019 - 4:55 pm
DETROIT (AP) — For about four months, Elon Musk behaved, adhering to the terms of a court settlement that required his prolific posts on Twitter to be approved by a lawyer if there were a chance they could mislead investors. Then came 13 words on Feb. 19 saying that Tesla would produce around 500,...
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February 25, 2019 - 8:41 pm
SAN FRANCISCO (AP) — Tesla CEO Elon Musk's tweeting habits have triggered another legal challenge from stock market regulators worried about him using his Twitter account to mislead investors. The latest dust-up emerged late Monday when the Securities and Exchange Commission asked a federal court...
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FILE -- In this Tuesday, Sept. 18, 2018 photo the 'wirecard' company headquarters is pictured in Ascheim, Germany. Germany's financial market regulator has issued a two-month ban on short-selling shares in Wirecard AG, whose stock has swung sharply in recent months. (Peter Kneffel/dpa via AP)
February 18, 2019 - 12:38 pm
BERLIN (AP) — Germany's financial market regulator issued a two-month ban Monday on short-selling shares of payment service provider Wirecard AG, whose stock has swung sharply in recent months. The regulator said creating new net short positions or increasing existing net short positions in...
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FILE- In this Feb. 5, 2019, file photo traders Joseph Lawler, left, and James Lamb work on the floor of the New York Stock Exchange. The U.S. stock market opens at 9:30 a.m. EST on Tuesday, Feb. 12. (AP Photo/Richard Drew, File)
February 12, 2019 - 9:41 am
NEW YORK (AP) — The latest on developments in financial markets (all times local): 9:35 a.m. U.S. stocks are gaining in early trading after U.S. lawmakers reached a tentative deal to avoid another costly government shutdown. The deal could help alleviate pressure on the market as the US and China...
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FILE - In this Oct. 4, 2017 file photo, a little-known device called a "bump stock" is attached to a semi-automatic rifle at the Gun Vault store and shooting range in South Jordan, Utah. The Trump administration is moving to officially ban bump stocks, which allow semi-automatic weapons to fire rapidly like automatic firearms. A senior Justice Department official said Tuesday bump stocks will be banned under the federal law that prohibits machine guns. It will take effect in late March. (AP Photo/Rick Bowmer)
December 18, 2018 - 5:07 pm
WASHINGTON (AP) — The Trump administration Tuesday banned bump stocks, the firearm attachments that allow semi-automatic weapons to fire like machine guns and were used during the worst mass shooting in modern U.S. history. The regulation gives gun owners until late March to turn in or destroy the...
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FILE - In this Sept. 20, 2018, file photo, former Malaysian Prime Minister Najib Razak walks out of courtroom after a court hearing at Kuala Lumpur High Court in Kuala Lumpur, Malaysia. Malaysia says it has filed criminal charges against Goldman Sachs and two of its employees in connection with a multibillion-dollar scandal involving state investment fund 1MDB. Najib launched 1MDB in 2009 to promote economic development but it racked up billions of dollars in debts that have led to investigations in the U.S. and several other countries. (AP Photo/Yam G-Jun, FIle)
December 17, 2018 - 7:53 am
KUALA LUMPUR, Malaysia (AP) — Malaysia filed criminal charges against Goldman Sachs and two former executives on Monday for their role in the alleged multibillion-dollar ransacking of state investment fund 1MDB. Attorney General Tommy Thomas said the government is seeking several billion dollars in...
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FILE - In this Aug. 20, 2018, file photo, DJ Khaled presents a performance by Travis Scott and James Blake at the MTV Video Music Awards at Radio City Music Hall in New York. Federal regulators said Thursday, Nov. 29, that boxing legend Floyd Mayweather and music producer DJ Khaled are paying a total $750,000 to settle charges they failed to disclose payments they received for promoting investments in digital-currency securities. (Photo by Chris Pizzello/Invision/AP, File)
November 29, 2018 - 8:34 pm
WASHINGTON (AP) — Federal regulators said Thursday that boxing legend Floyd Mayweather and music producer DJ Khaled are paying a total $750,000 to settle charges they failed to disclose payments they received for promoting investments in digital-currency securities. The Securities and Exchange...
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FILE - In this June 14, 2018, file photo, Tesla CEO Elon Musk speaks at a news conference in Chicago. Tesla has announced that Robyn Denholm of Australia's Telstra will become its new board chair. Musk agreed to vacate his post as board chairman as part of a settlement with U.S. regulators of a lawsuit alleging he duped investors with misleading statements about a proposed buyout of the company. (AP Photo/Kiichiro Sato, File)
November 08, 2018 - 7:41 am
DETROIT (AP) — Tesla's board has named one of its own as chairman to replace Elon Musk, complying with terms of a fraud settlement with U.S. securities regulators. The electric car and solar panel company's board on Thursday named Australian telecommunications executive Robyn Denholm as chairman,...
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November 02, 2018 - 8:40 am
DETROIT (AP) — U.S. securities investigators have subpoenaed information from Tesla about production forecasts for the Model 3 electric car that were made last year, the company acknowledged in a regulatory filing Friday. The disclosure in Tesla's quarterly financial report also says the Securities...
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